-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SdljnriddMAzi/QMAFwCUEou2+6ugG0SBVdqJ/bVcEifmumV3v4cTimwQVCgF6X4 OhLmTeEV5SpBMJUlIr8CyQ== 0001012870-97-000511.txt : 19970318 0001012870-97-000511.hdr.sgml : 19970318 ACCESSION NUMBER: 0001012870-97-000511 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970317 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: WHOLESOME & HEARTY FOODS INC CENTRAL INDEX KEY: 0000859735 STANDARD INDUSTRIAL CLASSIFICATION: CANNED, FROZEN & PRESERVED FRUIT, VEG & FOOD SPECIALTIES [2030] IRS NUMBER: 930886359 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-49503 FILM NUMBER: 97558015 BUSINESS ADDRESS: STREET 1: 975 S E SANDY BLVD STREET 2: SUITE 201 CITY: PORTLAND STATE: OR ZIP: 97214 BUSINESS PHONE: 5032380109 MAIL ADDRESS: STREET 1: 975 SE SANDY BLVD CITY: PORTLAND STATE: OR ZIP: 97214 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: WENNER PAUL F CENTRAL INDEX KEY: 0000908700 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: C/O WHOLESOME & HEARTY FOODS INC STREET 2: 1411 S W MORRISON STREET SUITE 400 CITY: PORTLAND STATE: OR ZIP: 97205 BUSINESS PHONE: 5032051500 MAIL ADDRESS: STREET 1: C/O WHOLESOME & HEARTY FODDS INC STREET 2: 1411 S W MORRISON STREET SUITE 400 CITY: PORTLAND STATE: OR ZIP: 97205 SC 13G 1 SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. )* ----- WHOLESOME & HEARTY FOODS, INC. ------------------------------------------------------------- (Name of Issuer) COMMON STOCK, NO PAR VALUE --------------------------------------------------- (Title of Class of Securities) 966900102000 ----------------------------------------- (CUSIP Number) Check the following box if a fee is being paid with this statement [_]. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 4 Pages - ------------------------ --------------------- CUSIP NO. 966900102000 13G PAGE 2 OF 4 PAGES - ------------------------ --------------------- - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Paul F. Wenner SSN ###-##-#### - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] Not applicable (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 United States of America - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF 2,422,630 SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 0 shares OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING 2,422,630 shares PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 0 shares - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 2,422,630 shares - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11 25.3% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 12 IN - ------------------------------------------------------------------------------ *SEE INSTRUCTION BEFORE FILLING OUT! Page 3 of 4 pages Schedule 13G Item 1(a) Name of Issuer: Wholesome & Hearty Foods, Inc. (b) Address of Issuer's Principal Executive Offices: 975 S.E. Sandy Boulevard Portland, Oregon 97214 Item 2(a) Name of Person(s) Filing: Paul F. Wenner (b) Address of Principal Business Office: 975 S.E. Sandy Boulevard Portland, Oregon 97215 (c) Citizenship: USA (d) Title of Class of Securities: Common Stock, No Par Value (e) CUSIP Number: 966900 10 2 Item 3 If this statement is filed pursuant to Rule 13d-1(b) or 13d-2(b), check whether the person filing is a: Not Applicable (a) [_] Bank as defined in Section 3(a)(6) of the Act. (b) [_] Investment Adviser registered under Section 203 of the Investment Advisers Act of 1940. (c) [_] Parent Holding Company in accordance with Section 240.13d-1(b)(1)(ii)(G). Item 4 Ownership (a) Amount Beneficially Owned: 2,422,630 shares (b) Percent of Class: 25.3% (c) Number of shares as to which such person has: i) sole power to vote or to direct the vote: 2,422,630 shares ii) shared power to vote or to direct the vote: 0 shares iii) sole power to dispose or to direct the disposition of: 2,422,630 shares iv) shared power to dispose or to direct the disposition of: 0 shares Item 5 Ownership of 5% or Less of a Class: Not Applicable Item 6 Ownership of More than 5% on Behalf of Another Person: Not Applicable Item 7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company: Not Applicable Item 8 Identification and Classification of Members of the Group: Not Applicable Item 9 Notice of Dissolution of the Group: Not Applicable Item 10 Certification By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect. Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 13, 1997 ------------------------- Signature: /s/ Paul F. Wenner --------------------- -----END PRIVACY-ENHANCED MESSAGE-----